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According to the article, absenteeism. How is absenteeism formalized and what are the subtleties in different situations? |
22Apr Hello. In this article we will talk about what truancy is and how to formalize it correctly. Today you will learn:
What is truancy
If an employee has violated the terms, do not make a hasty decision and fire. The main thing is to find out the reason. Please note that there are exceptions. If a subordinate called his boss the day before and voiced over the phone why he couldn’t go to work, this is not considered absenteeism without a good reason. But, not everything is so simple. If a controversial situation arises, it is necessary to confirm that the boss was notified. In this case, only witnesses or a recording of a telephone conversation will help. It is also worth considering that employees have different responsibilities, and if the absence of one may not even be replaced by many, then the absence of another may affect the profit of the entire enterprise.
Reasons for absenteeismIf you carefully study the Labor Code of the Russian Federation, you can conclude that the law does not establish which reasons are valid and which are not. But how to determine? Everything is very simple and the boss will act as the judge. It is he, according to the law, who can make the right decision and determine the punishment for his subordinate. In practice, there can be short-term and long-term absenteeism. As for the second case, each citizen can disappear for several days and not answer phone calls. Sometimes a boss cannot find out where his subordinate is. If this continues for a long time, then the employee is simply killed, since the company does not need irresponsible people. As for short-term absenteeism, we can highlight:
While the employee is absent from work, the boss records the absence and does not pay work time. Each employer decides independently whether to fire such an employee or impose penalties. Even if the subordinate is left, he must understand that it will be extremely difficult to earn trust. Conditions for recognition of absenteeismEvery employer should know how to properly fill out documents if an employee does not show up for work. The thing is that if you leave this issue for later, wait for the employee and formalize everything retroactively, you can get punished.
Under what conditions can a boss consider a failure to appear as absenteeism?
Failure to appear for a valid reason
No one is immune from diseases and injuries, and citizens often do not go to work due to illness. Of course, you can go to a medical institution and get sick leave, but this is not always possible. Although some simply ask for a document confirming that they were seen by a doctor. As for injuries, you can take into account fractures, which can disable work for several days, or bruises and sprains. In addition to your own illness, you should take into account that a child or a close relative may become ill. In this case, a doctor's certificate is required.
There is work that you can start only after passing. This is required by kindergartens, catering establishments and many others. As a result, the employer may make it mandatory that his subordinates be examined once or twice during the year. It turns out that if a citizen was not at his workplace due to undergoing a medical examination, this is not considered absenteeism. But do not forget that a subordinate cannot make a personal decision when to undergo an examination; this action must be agreed upon with his superiors and preferably in writing.
By law, any person can be summoned to court, as a victim or witness. In this case, failure to appear will be considered forced absence, which will not be punished.
At any moment, a utility accident may occur as a result of which you will not be able to go to work: your neighbors are flooded, a pipe bursts, a gas leak occurs, or a fire breaks out.
The order is communicated to the employee in writing. After signing, all documentation is placed in a personal file. Do not forget that when hiring a subordinate, each boss must clearly explain what punishment is applied for violating the employment contract. How to register absenteeism without dismissalIt’s good when the manager decides to leave the employee, but formalizes absenteeism without dismissal in accordance with all established rules. Let's consider the registration procedure:
IN mandatory an act is drawn up that contains all the personal data of the employee who violated the terms of the contract. In addition, information about the employer and two witnesses is indicated. All persons who will appear in the act must sign it - this is important. Afterwards, it is described in detail when and how long the subordinate was absent from the workplace of his own free will. Well, the act must be completed by making a decision - what the employee receives for his negligence.
This is the second mandatory document, which also indicates the reason for the violation and the timing of unauthorized absence. An act is attached to the note and handed over to the head of the company.
Only when an authorized employee receives all the documents does he prepare an order. The manager is the first to sign and study the order, after which he is brought to the notice of the violator of the employment contract. According to the law, 3 days are allotted for preparation of the order and familiarization. If the employee does not agree with the decision and refuses to sign, a report is drawn up. An act is prepared in the presence of witnesses, which records that the worker refused to sign the document. How to register absenteeism with dismissalAs already said, the boss himself decides what punishment to apply. In practice, if an employee comes and does not want to explain anything, he is simply fired for absenteeism. To arrange everything correctly, you should:
The truancy report is drawn up according to the rules of the organization on an official form. The document can be in any form. In addition to the manager’s signature, the document must contain the signatures of witnesses. The report must indicate all the employee’s personal data, the exact time of absence and the situation that resulted in the violation. As soon as all the documents are prepared, a dismissal order is drawn up. According to the law, an employer can fire an employee within a month from the moment the violation is discovered. Of course, after the specified time, he can also terminate the employment relationship, but for a different reason. One of the most common grounds for dismissal is dismissal for absenteeism. To ensure that the court does not subsequently recognize such a dismissal as illegal, it is necessary to pay careful attention to the preparation of documents and compliance with the dismissal procedure. Truancy conceptThe first thing that will help minimize the legal risks of declaring dismissal for absenteeism illegal is the correct definition of the concept of “truancy.”
Thus, the first step of the procedure for dismissal for absenteeism is the qualification of the employee’s actions: if they fall under one of the five cases listed above, you can launch the procedure for bringing disciplinary action and dismiss the employee for absenteeism. Dismissal for absenteeism: step-by-step instructions 2017If the employee’s actions can be qualified as absenteeism, then further steps must be taken according to the following scheme:
The act is drawn up in free form; a unified form is not provided. The act must contain information about the position and full name of the employee, the time of his actual absence from the workplace, as well as the full name and signatures of the employees who recorded absenteeism, and the time the event was recorded. In practice, the act is signed by three employees.
The next step in the procedure for dismissing an employee for absenteeism is to clarify the circumstances of the absenteeism. It must be remembered that dismissal in this situation is only the right of the company, but not an obligation. In practice, this means that, depending on the severity of the offense and the degree to which the reasons are valid, the company may decide to apply a lighter disciplinary sanction - a reprimand or reprimand that does not automatically lead to the dismissal of the employee. In the event of a labor dispute, the court will evaluate, among other things, the proportionality of the punishment to the misconduct.
If the company does not consider the employee’s reasons for absence from work to be valid, then the last step of the step-by-step procedure for dismissal for absenteeism is the application of disciplinary action in the form of dismissal. Dismissal for absenteeism usually represents an extraordinary task for a personnel employee, and therefore the presented procedure for dismissal for absenteeism in the form of step-by-step instructions relevant for 2018 will be useful for both employees and employers. In labor law Russian Federation provides the grounds on which the employer has the legal right to terminate the current employment contract with an employee for absenteeism. However, in practice, having received “dismissal under an article” in their work record, even the most inveterate truants may disagree with the dismissal and begin to challenge the dismissal, even if it was objectively fair and legal. To eliminate the risks of such disputes, which take a lot of effort and time, you need to clearly understand the whole process, how to properly fire an employee for absenteeism. Ideally, every HR specialist should have a step-by-step written detailed instructions dismissal of an employee for absenteeism, and there must also be a sample of each notice, act and order that is necessary to ensure that the registration of absenteeism is correct. First you need to decide what truancy is. Art. 81 of the Labor Code of the Russian Federation (clause 6, part 1) explains that absenteeism is considered to be the absence of a person from his workplace for more than four hours in a row or throughout his entire work shift, regardless of its duration. In this case, it is important whether he had good reasons on this. The employer has the right to terminate the contract after a single such violation. It is also possible to be fired for long absences. In order for the scheme of dismissal for absenteeism to be clear even to a non-professional personnel officer, step-by-step instructions are needed that are relevant in the current 2018. Typically, signatures are placed by the person who discovered the fact of absenteeism, as well as by an employee of the human resources department or another official responsible for the procedure for registering absenteeism. Collected documents are registered in the manner established by of this employer. As a rule, in the relevant accounting or registration journals. Step 2. We clarify whether there are any restrictions on the dismissal of this employee at the initiative of the employerIt should be remembered that Article 261 of the Labor Code of the Russian Federation directly prohibits, on any basis, at the initiative of the employer, except in cases when the organization is being liquidated, or in connection with the closure individual entrepreneur. In other words, even if a pregnant woman skips work every day, she cannot be fired for absenteeism. Step 3. Check the deadlines established by law for dismissal for absenteeismObviously, the date of dismissal for absenteeism cannot be several years later than the absenteeism itself. Article 193 of the Labor Code of the Russian Federation defines the deadlines for dismissal for absenteeism. This period is equal to one month from the date of discovery of the offense. It can be extended for the duration of the employee’s sick leave or vacation, as well as for the time that will be necessary to request and take into account the opinion of the representative body of employees, if there is one in the organization. Sometimes truancy is not immediately known. Then, when the fact of absenteeism is discovered, you need to make sure that the deadline for applying the penalty has not been missed. It is six months from the date of absence. This period does not include time for conducting criminal proceedings. Step 4. We ask the employee for a written explanation of his absence from the workplaceTo do this, an official notification of the need to provide an explanation for absence from work must be issued in writing. The document must be prepared in two copies so that each party receives one. We register the notification in accordance with the procedure accepted in this organization. Sometimes this is a log of notifications, acts and memos, sometimes, if the company's staff is small, it can be a general log of personnel document flow. The employer hands one copy of the notice to the employee in front of witnesses. On the remaining copy (the employer's copy), the employee signs that he has read the notice and has received one copy in his hands.
If the established period has expired and the employee has not provided an explanation, then it is necessary to draw up an official document about this, which also must be carefully registered.
Step 5. Consider all the circumstances of absenteeism![]() Step 6. Check the validity of the reason for absenteeismThe procedure for dismissing an employee for absenteeism(s) stipulates that dismissal under this article is possible only if the employee does not present valid reasons for not appearing at work. Moreover, dismissal for absenteeism in this case is not an obligation, but the right of the employer. If, after analyzing all the circumstances of the misconduct, the employer decides not to dismiss the employee, but to limit himself to imposing a reprimand or reprimand on him, this is his legal right. It may also be decided not to apply any disciplinary sanctions. In this case step by step procedure The dismissal of an employee for absenteeism(s) ends here.
If, after reviewing all the documents and taking into account all the explanations, management decides to dismiss you for absenteeism, then the following steps of the instructions are relevant. Step 7. Drawing up a dismissal orderThe issued order is signed by an official authorized to perform these actions, registered in the order journal or in another manner established in the given organization. You should make sure that the employee is not on vacation or temporarily disabled at the time of dismissal. During these periods, the dismissal of employees at the initiative of the employer is illegal (Article 81 of the Labor Code of the Russian Federation). In this case, the dismissal of the employee will need to be postponed until the end of this period. Step 8. We familiarize the employee with the dismissal order against signatureIf the dismissed employee has read the order and certified it with his signature, the order must be registered. If it is not possible to bring the order to the attention of the employee, or he refuses to put his signature on it, a corresponding entry about this is made on the order itself (Part 2 of Article 84.1 of the Labor Code of the Russian Federation). If the employee refuses to familiarize himself with the issued dismissal order, it is necessary to draw up and register an act (Part 6 of Article 193 of the Labor Code of the Russian Federation). Step 9. Pay the employeeStep 10. We make an entry about the dismissal in the work book, duplicate the entry in the T-2 personal cardThe employee certifies the recording data with his signature on the personal card. Also, upon dismissal, it is necessary to check that every entry made by this employer into the employment record (about hiring, about transfer to another job, about dismissal) is duplicated in the personal card. And opposite each one was the signature of the dismissed employee. Step 11. Making a copy of the work bookA copy should be kept in the organization’s archive in case reliable information about the length of service of the dismissed person is needed, for example, for the Social Insurance Fund of the Russian Federation. Step 12. Issuing the employee his personal work bookIn a classic situation, issuing work book performed on the last day of work. Sometimes this is not possible due to the absence of the employee or refusal to receive it. In this case, first of all, the corresponding act is drawn up, and the employee is sent an official notice of dismissal and the need to personally come for the work book or give written consent to have the employer’s representative send it by mail. The notification is registered. If an employee who does not agree to receive his work book immediately after dismissal, after some time turns to the employer for it, then it should be given to him within three days (working days) from the date of the employee’s written request. Step 13. Confirm that the work book has been issued
When issuing a book, an employee must make an entry about this in the Accounting Book. The date of dismissal and the date of issue of the work book are also indicated. Former employee must personally sign to confirm receipt of the document. Step 14. Issuing additional documents to the employeeWe issue certificates to the dismissed person, which contain information about the amount of his earnings. The employer’s responsibility is to issue each dismissed employee with certificates specified by law (clause 3, part 2, article 4.1 of the law of December 29, 2006 N 255-FZ). Often, when employees resign, they expect to automatically receive a 2-NDFL certificate. However, the employer’s obligation to issue this certificate occurs only if the employee submits a written application for its issuance.
Article 81 of the Labor Code of Russia states that absenteeism is one of the types of intentional violation by a worker of rules, norms and discipline standards, due to which this employee can be fired. But what exactly is absenteeism, how is dismissal for absenteeism carried out, and what should the parties to the labor relationship do in the event of absenteeism? Absenteeism is the absence of a person working at his place for four or more hours without good reason. If you analyze the Russian Labor Code, you can understand the main features:
Important point! There is no legislative classification of absenteeism (for example, violations of labor discipline have their own qualifications - disobedience to management, violation of safety rules, disruption of the work process and other issues). In other words, absenteeism is absence from work, and nothing more. It is divided only into types according to quantity and duration. The lack of classification can be useful for an employee, especially if, due to absenteeism, the employer initiates a step-by-step procedure for dismissal for absenteeism with diagrams and sample documents. Taking into account all the dismissal algorithms, it is possible to challenge the manager’s decision. Types of truancyWhen dismissing for absenteeism, the step-by-step instructions for dismissal describe such types of absenteeism as:
What happens to an employee if he does not show up for work?If management knows that a worker is absent for 4 hours or more, it has every right to take disciplinary action against its employee. According to Article 192 of the Labor Code of Russia, sanctions will arise in cases where an employee improperly fulfills the duties specified in the contract. Causes and procedureA respectful reasonIt should be remembered that not every person’s absence from work can be a no-show. There are a number of circumstances (force majeure, life) that can be officially recognized as valid. Such cannot be attributed to absence on site. The main reasons why a worker cannot be fired for absenteeism include the following:
What can be evidence of good cause?
Important point! Only if there are certain documents that can confirm the validity of absenteeism, the process of dismissing an employee cannot be carried out. Types of penaltiesThe current Labor Code has several types of sanctions. The main types of penalties include the following:
Important point! The first two options do not have clarifications, according to the Russian Labor Code, regarding legal grounds, so it is difficult to distinguish between them. These two types of disciplinary sanctions have the same application periods. These can be penalties in any form (written or oral). If reprimands have been received multiple times, the employer has the right to use the third method of recovery, that is, to carry out a procedure such as dismissing the employee. This is the basic procedure for dismissal for absenteeism. When can you fire?The manager’s responsibility is to prove that the reason for the employee’s absence is not a valid one, and he has the right to carry out the dismissal process in accordance with the accepted procedure. Otherwise, the employee can refute the order or go to court. The main signs that it was a truancy
The main signs that this is not truancy
Instructions for dismissalThe procedure for dismissing an employee for one or more absences consists of several stages:
At each of these stages, any, even minor, inaccuracies or errors can result in a lawsuit from an employee. In this case, the dismissal order will be canceled, the dismissed employee will be paid compensation and reinstated in his position. Therefore, it is necessary to carefully monitor each stage of dismissal for absenteeism. The first thing that needs to be done is to issue an act of failure to appear for the missing worker. This document is one of the main evidence of violations of labor discipline. The act is drawn up according to the following scheme:
Important! The report must be drawn up on the very day that was missed due to absenteeism. Dates and periods of dismissalThe date of the corresponding order document on the dismissal of the employee must completely coincide with the date of the decision to terminate the relationship. Important point! An order cannot be issued earlier than the date the employee provides an explanation, act or reason for his absence. Also, the order cannot be issued later than one month from the date of failure to appear. Also, documents cannot be prepared retroactively, as they must fully reflect the date of publication. The only exception may be an employee's long absence under unexplained circumstances. The date of dismissal for failure to appear is the date of the last working day if the employer decides to terminate the employment relationship. And if he does not appear for the entire shift, then the official dismissal is the date that preceded this event (according to Article 84.1 of the Labor Code of Russia). Compensation and financial paymentsAfter termination of the contractual relationship, the employer must make settlement payments. What can the employee receive in this case:
Nuances for different categoriesWith regard to termination of employment due to absenteeism for some categories of workers, the following points can be noted. They relate to what types of workers are prohibited from being fired:
Important point! Dismissal of employees working part-time, as well as young specialized workers, occurs according to general principles. The same applies to those who work in government positions and to those who are military personnel. In the event that the employee did not forget to notify the immediate employer in writing about the refusal of additional work 3 days in advance, this will not be classified as absenteeism. ConclusionDismissing a working citizen due to absenteeism is a very unpleasant procedure that can ruin the relationship between the parties to the labor relationship, so it is important to know how to properly fire an employee. Also, dismissal due to absenteeism can result in difficulties during the job search process in the future. However, you shouldn’t worry about this – it’s enough to draw the right conclusions in time so as not to repeat previously made mistakes. It is also important for the parties to be aware of the responsibility upon dismissal based on the same principle. If the dismissal procedure was not carried out in accordance with the law, or if the employer independently committed at least one minor violation, the employee has every right to go to court to assert his rights during legal proceedings. There are situations when an employee does not come to work for a long time without a good reason. The manager has grounds to apply a harsh disciplinary measure - dismissal for absenteeism. Dear readers! The article talks about typical solutions legal issues, but each case is individual. If you want to know how solve exactly your problem- contact a consultant: APPLICATIONS AND CALLS ARE ACCEPTED 24/7 and 7 days a week. It's fast and FOR FREE! This procedure must be carried out in a certain sequence, observing the deadlines and rules for processing documents. The legislative frameworkThe regulatory framework consists of:
The text of the documents can be found here: What is considered to be truancy?Absenteeism is the absence of an employee from the workplace for more than four hours. This is equivalent to the situation when management is not warned in advance about the early termination of the contract. Other situations:
There are two possible scenarios for future developments:
When punishing, the degree of damage to the enterprise and the prevailing circumstances are taken into account. You also need to take into account the requirements Labor legislation and local acts. The consequences for the truant may be different:
Valid reasons for absence from work include:
A valid reason is documented (certificate, certificate of incapacity for work, etc.).
However, he must notify management of his intention in writing. What to do if an employee does not show up for work?First of all, the boss writes a notification about the incident to higher management. The document indicates the time and duration of absence.
The supervisor must contact the employee to determine the reasons for absence. If this cannot be done, he sends a registered letter to the place of residence with a requirement to present an explanatory note.
Step-by-step instructions for dismissal for absenteeismWhen deciding to terminate a contract with an employee, you will need to document the fact of absenteeism. The confirmation will be:
HR specialists must strictly follow the procedure and procedure for dismissal for absenteeism. The process consists of the following steps:
Example of an act: ![]() Example explanatory note employee: ![]() Report form: Based on the explanations received, a decision is made on whether dismissal for absenteeism will follow. If the reason is considered unsatisfactory, the personnel employee issues an appropriate order - it is drawn up according to a special template (form T-8): The document must be drawn up correctly, strictly observing legal norms. The slightest discrepancy will be grounds for challenging the decision. Primary requirements:
Within three days from the date of issuance of the order, the truant must be informed. Next, the document is registered in the personnel register.
Information about dismissal is entered into a personal card. The employee's signature is required. An entry is made in the work book about the termination of the contract - the columns must contain:
Example: Issuance of a work book to an employee, entry in accounting documents. If necessary, it is sent by registered mail to your residential address. Terms of dismissal for absenteeism:
The decision can be appealed within 30 days from the date of delivery of a photocopy of the order of dismissal or receipt of the work book. Retroactive termination of a contract is illegal except in two cases:
Payments and compensationsWhen dismissing an employee, it is necessary to calculate the salary for the time worked, taking into account compensation for unused vacation(main and additional).
When calculating, the following actions are performed:
The amount of payments is calculated using the formula: Compensation = salary average.d.x vacation days If the billing period is fully worked out, the average daily earnings are determined as follows: ZPav.dn.=(ZPr.p.)/(DNIk.total.x 29.4) Salary r.p. – wages for the billing period; DNIK.general – total number of calendar days; 29.4 – average number of days in a month. If the billing period is not fully worked out, the formula is applied: Salary avg. days = (Salary r.p.)/(Npol.x 29 days x 1.4) Personal income tax payment – 13% Example: Let's find the number of days actually worked. The employee did not go to the company from February 22 to February 26, that is, the required value is 22. We determine the number of months for which compensation is due.
Salary N.V. Lebedeva for February will be: 22 days x 935 rubles. = 20,570 rub. Payments for unused vacation, which the employer must provide in accordance with Art. 140 Labor Code of the Russian Federation: The management of Put LLC is obliged to issue N.V. Lebedeva RUB 29,284.2 Deadline: no later than the next day after submitting the request for payment. Controversial situationsAccording to Article 261 of the Labor Code of the Russian Federation, it is prohibited even in case of violation of discipline. When a manager illegally terminates an employment contract due to absenteeism, the employee performs the following actions:
Sometimes subordinates try to deceive employers by claiming that the reason for absence was valid, although in fact the issue is dubious.
Situation from practice: A commission consisting of a manager, a mechanic and an accountant drew up an act of absence of G.V. Prokhorov (driver) at the workplace from 11.00-17.00. The man claims that at that time he was in a car service center, as he was repairing a gazelle. |
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